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#	Item
451	Model Rule Exempting Certain Merger & Acquisition Brokers (“M&A Brokers”) From Registration Adopted September 29, 2015* Add to Reading List Source URL: nasaa.cdn.s3.amazonaws.com Language: English - Date: 2016-05-06 12:15:35 U.S. Securities and Exchange Commission 73rd United States Congress SEC filings Stock market Securities Exchange Act DoddFrank Wall Street Reform and Consumer Protection Act Security Form 4 Form 144
452	FORM 20-F 2014 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C Add to Reading List Source URL: en.sanofi.com Language: English - Date: 2016-08-01 04:09:31 Financial statements Stock market SEC filings Financial regulation International Financial Reporting Standards Sanofi Income statement Trademark U.S. Securities and Exchange Commission Security Financial capital Franchising
453	OMB APPROVAL OMB Number: Estimated average burden hours per response Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2015-03-20 17:10:30 Legal terms Arbitration Financial Industry Regulatory Authority United States securities law U.S. Securities and Exchange Commission Securities regulation in the United States Securities Exchange Act Contract DoddFrank Wall Street Reform and Consumer Protection Act Whistleblower Self-regulatory organization Shearson/American Express Inc. v. McMahon
454	United States Securities and Exchange Commission Washington, D.CFORM 20-F (Mark One) Add to Reading List Source URL: www.tasmanmetals.com Language: English - Date: 2015-12-01 00:20:07 Chemical elements Lanthanides Reducing agents Rare earth element Bastnsite Mineral Thulium Monazite Praseodymium Neodymium Ore National Instrument 43-101
455	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.CFORM 10-Q (Mark one) ⌧ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Add to Reading List Source URL: www1.snapon.com Language: English - Date: 2015-10-22 06:14:58 Generally Accepted Accounting Principles Financial statements Financial accounting Balance sheet Retained earnings Consolidated financial statement Equity Consolidation Working capital Book value Asset Statement of changes in equity
456	Submission Proof - D:\Dropbox (SEC Compliance)\2016 OPERATIONS\2016 EDGAR\04_April\Respi... Page 1 of 39 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C Add to Reading List Source URL: compliance-sec.com Language: English - Date: 2016-04-12 10:41:00 Corporate finance Equity securities Stock market 73rd United States Congress U.S. Securities and Exchange Commission Warrant Security Public offering Securities Act Securities Exchange Act Dropbox Convertible bond
457	18 April2016 FSC OPINION: Royal Commission an unnecessary use of time and resources By Sally Loane The financial services sector has been under intense scrutiny in recent years. Since the GFC in 2009, there have been no Add to Reading List Source URL: www.fsc.org.au Language: English - Date: 2016-04-18 22:33:35 Financial adviser Industry superannuation Economy of Australia Financial regulation in Australia Australian Securities and Investments Commission
458	The Ontario Securities Commission PROPOSED AMENDMENTS TO NIAND ITS POLICY, NIAND OSC RULEINCLUDING RELATED FORMS) Add to Reading List Source URL: www.osc.gov.on.ca Language: English - Date: 2016-07-07 10:47:31 Exempt market dealer Investment 73rd United States Congress U.S. Securities and Exchange Commission Canadian securities regulation Securities Act Canadian Securities Administrators Mutual Fund Dealers Association Investment Industry Regulatory Organization of Canada Prospectus Non-reporting issuer Ombudsman for Banking Services and Investments
459	OMB APPROVAL OMB Number: Estimated average burden hours per response Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2016-07-01 13:19:30 76th United States Congress 73rd United States Congress U.S. Securities and Exchange Commission Financial markets Futures contract Broker-dealer Investment Advisers Act Derivative Securities Exchange Act Financial adviser Security Securities Act
460	Microsoft Word - Subtitle C enrolled version.doc Add to Reading List Source URL: www.iooc.us Language: English - Date: 2010-10-05 10:01:15 Systemic risk Oceanography Environmental data Integrated Ocean Observing System National Oceanic and Atmospheric Administration Systemically important financial institution Joint Ocean Commission Initiative Investor Protection and Securities Reform Act

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